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Reading the graph
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Advisor at H••••••• C•••••• A••••••• L••
Huntsville, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H••••••• C•••••• A••••••• L•• | State registered | Aug 31, 2016 | n/a | yes | Huntsville, AL | Current employment |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jan 14, 2016 | Jul 1, 2016 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• F•••••••• S•••••••• I••• | H••••••• C•••••• A••••••• L•• | Jul 1, 2016 | Aug 31, 2016 | 61 | Firm change | Other |
| K••••• A•••••••• I••• | M•• F•••••••• S•••••••• I••• | Jan 14, 2016 |
| Previous registration |
| K••••• A•••••••• I••• | Bd affiliated wealth | Jun 2, 2015 | Jan 14, 2016 | no | HUNTSVILLE, AL|FT. LAUDERDALE, FL | Previous registration |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | Sep 3, 2013 | Jun 2, 2015 | no | MINNEAPOLIS, MN|MONTGOMERY, AL | Previous registration |
| G••••••• A•••••••• L•• | Independent wealth | Dec 14, 2012 | Sep 16, 2013 | no | MONTGOMERY, AL|ARDEN HILLS, MN | Previous registration |
| 0 |
| Firm change |
| Other |
| Q•••••• A•••• M••••••••• I••• | K••••• A•••••••• I••• | Jun 2, 2015 | Jun 2, 2015 | 0 | Firm change | Other |
| G••••••• A•••••••• L•• | Q•••••• A•••• M••••••••• I••• | Sep 16, 2013 | Sep 3, 2013 | -13 | Firm change | Other |