This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA PLANNING PARTNERS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 8, 1989earliest registration or exam on IAPD

Years in industry

37derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

3

Exams

S63|S65

First exam

Feb 8, 1989

First registration

Dec 1, 1999

Dual registered

no

Other names

KATHY LYNN KINNEY|KATHY LUM|KATHY LYNN LUM

IAPD individual key

1886703

• Occurred

  May 29, 2024
  Advisor changed firm

  Kathy Lynn Lum left Lee Financial Group Hawaii, Inc. for Cetera Planning Partners (registered 2024-05-28)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6b2b5ac3-9ef4-75df-7aed-9dda98712f07

First observed

Dec 1, 1999

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.