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Advisor at RICH GOLDMAN ASSET MGMT, LLC
PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RICH GOLDMAN ASSET MGMT, LLC | Former SEC adviser | Oct 8, 2009 | n/a | yes | PHOENIX, AZ | Current employment |
| TRIAD ADVISORS, LLC | Former SEC adviser | Aug 15, 2008 | Aug 18, 2008 | no | ATLANTA, GA|SCOTTSDALE, AZ | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 9, 2006 | Aug 18, 2008 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRIAD ADVISORS, LLC | RICH GOLDMAN ASSET MGMT, LLC | Aug 18, 2008 | Oct 8, 2009 | 416 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | TRIAD ADVISORS, LLC | Aug 18, 2008 | Aug 15, 2008 | -3 | Firm change | Other |