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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ARCHER INVESTMENT MANAGEMENT

ARCHER INVESTMENT MANAGEMENT, LLC, CRD 146852

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b3d5711-ed58-4888-40ea-d5b275e7e6c7

Data as of Sep 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Mar 11, 2021 to Sep 11, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $371MItem 5.F on the latest filing (2026-09-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $371M
Private client RAUM: $371MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $124Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,174
Individual clients: 184
High net worth clients: 70
Custody, client assets: $25.1M
SEC number: 801-120764
CRD: 146852
Filings on the tape: 17
First filed: Mar 11, 2021
Latest filed: Sep 11, 2026
Organised: Limited Liability Company, TX
Website: archerim.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICHARD JAMES ARCHER	Certified Financial Planner\|Chartered Financial Analyst	AUSTIN, TX	18	27	3	no
EMILY CASEY RASSAM	Certified Financial Planner	AUSTIN, TX \| Matthews, NC	4	19	1	no
Cheyney Rhea Scarbrough	Certified Financial Planner	AUSTIN, TX \| Lyons, GA	1	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARCHER, RICHARD, JAMES	Trustee	F	yes	05/2023	Mar 11, 2021	May 8, 2024
ARCHER, RICHARD, JAMES	PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	yes	03/2008	Mar 11, 2021	May 8, 2024
THE SLUG TRUST	REVOCABLE TRUST	E	yes	05/2023	Oct 24, 2023	May 8, 2024
RASSAM, EMILY, CASEY	SENIOR FINANCIAL PLANNER	A	no	01/2022	Feb 8, 2024	May 8, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 27, 2026	$371M	$371M	4	4	1	n/a	n/a
2024	Feb 12, 2025	$309M	$309M	5	5	1	n/a	n/a
2023	Feb 8, 2024	$230M	$230M	3	2	1	n/a	n/a
2022	Mar 3, 2023	$185M	$185M	4	2	0	n/a	n/a
2021	Mar 1, 2022	$171M	$171M	3	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	33.3%	0	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$371M	$309M	20.0%	$185M	26.1%	4	5	1	1

Relationships

Registered with (5)

← Cheyney Rhea ScarbroughAdvisorregistration: current employment
Feb 19, 2025 to presentfactForm ADV
← EMILY CASEY RASSAMAdvisorregistration: current employment
Jan 20, 2022 to presentfactForm ADV
← RICHARD JAMES ARCHERAdvisorregistration: current employment
Mar 19, 2008 to presentfactForm ADV
← JESSICA ALLISON SKOLNICKAdvisorregistration: previous registration
May 8, 2024 to Oct 9, 2025factForm ADV
← Caitlin Marie HowertonAdvisorregistration: previous registration
Apr 6, 2023 to Jan 17, 2024factForm ADV

Controls (2)

← ARCHER, RICHARD, JAMESOwnerTRUSTEE, ownership code F, individual
Mar 11, 2021 to May 8, 2024factForm ADV
← THE SLUG TRUSTOwnerREVOCABLE TRUST, ownership code E, domestic entity
Oct 24, 2023 to May 8, 2024factForm ADV

Owns (1)

← RASSAM, EMILY, CASEYOwnerSENIOR FINANCIAL PLANNER, ownership code A, individual
Feb 8, 2024 to May 8, 2024factForm ADV

Dated events

Occurred
Oct 9, 2025
Advisor changed firm
Jessica Allison Skolnick left Archer Investment Management for Mindi Financial (registered 2026-05-04)
Form ADVobserved 6 days ago
Occurred
Jan 17, 2024
Advisor changed firm
Caitlin Marie Howerton left Archer Investment Management for Earned Wealth (registered 2024-09-04)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2021
First Form ADV filing
Archer Investment Management filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b3d5711-ed58-4888-40ea-d5b275e7e6c7
First observed: Mar 11, 2021
Last observed: Sep 11, 2026 10 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARCHER INVESTMENT MANAGEMENT

ARCHER INVESTMENT MANAGEMENT, LLC, CRD 146852

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b3d5711-ed58-4888-40ea-d5b275e7e6c7

Data as of Sep 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:44 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICHARD JAMES ARCHER

Certified Financial Planner|Chartered Financial Analyst

AUSTIN, TX

EMILY CASEY RASSAM

Certified Financial Planner

AUSTIN, TX | Matthews, NC

Cheyney Rhea Scarbrough

Certified Financial Planner

AUSTIN, TX | Lyons, GA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARCHER, RICHARD, JAMES

Trustee

yes

05/2023

Mar 11, 2021

May 8, 2024

ARCHER, RICHARD, JAMES

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

03/2008

Mar 11, 2021

May 8, 2024

THE SLUG TRUST

REVOCABLE TRUST

yes

05/2023

Oct 24, 2023

May 8, 2024

RASSAM, EMILY, CASEY

SENIOR FINANCIAL PLANNER

01/2022

Feb 8, 2024

May 8, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 27, 2026

$371M

n/a

2024

Feb 12, 2025

$309M

n/a

2023

Feb 8, 2024

$230M

n/a

2022

Mar 3, 2023

$185M

n/a

2021

Mar 1, 2022

$171M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

33.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$371M

$309M

20.0%

$185M

26.1%