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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst27 years in industry

RICHARD JAMES ARCHER

Advisor at ARCHER INVESTMENT MANAGEMENT

AUSTIN, TX

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Search this name across graphsid dfx:ria:b86555ab-6825-2a14-420a-6369ec6d97e2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARCHER INVESTMENT MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 15, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66
First exam: Jun 15, 1999
First registration: Aug 13, 2003
Dual registered: no
IAPD individual key: 2639749

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARCHER INVESTMENT MANAGEMENT	Independent wealth	Mar 19, 2008	n/a	yes	AUSTIN, TX	Current employment
ALPHA CAPITAL MANAGEMENT	Independent wealth	Oct 17, 2005	Apr 15, 2008	no	AUSTIN, TX	Previous registration
WATERSTREET INVESTMENT CONSULTANTS, LLC	n/a	Sep 17, 2004	Nov 5, 2004	no	AUSTIN, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 13, 2003	Oct 4, 2004	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALPHA CAPITAL MANAGEMENT	ARCHER INVESTMENT MANAGEMENT	Apr 15, 2008	Mar 19, 2008	-27	Firm change	Other
WATERSTREET INVESTMENT CONSULTANTS, LLC	ALPHA CAPITAL MANAGEMENT	Nov 5, 2004	Oct 17, 2005	346	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	WATERSTREET INVESTMENT CONSULTANTS, LLC	Oct 4, 2004	Sep 17, 2004	-17	Firm change	Other

Relationships

Registered with (4)

→ ARCHER INVESTMENT MANAGEMENTRegistered adviserregistration: current employment
Mar 19, 2008 to presentfactForm ADV
→ ALPHA CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Oct 17, 2005 to Apr 15, 2008factForm ADV
→ WATERSTREET INVESTMENT CONSULTANTS, LLCRegistered adviserregistration: previous registration
Sep 17, 2004 to Nov 5, 2004factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 13, 2003 to Oct 4, 2004factForm ADV

Dated events

No dated event names this entity yet.