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Advisor at LPL FINANCIAL LLC
FORT MILL, SC | POWDER SPRINGS, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 8, 2021 | n/a | yes | FORT MILL, SC|POWDER SPRINGS, GA | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Feb 17, 2016 | Jun 4, 2021 | no | CARY, NC|EL SEGUNDO, CA|ATLANTA, GA | Previous registration |
| EDWARD JONES | National bd RIA | Feb 18, 2014 | Mar 7, 2014 | no | RALEIGH, NC | Previous registration |
| INVESCO ADVISERS, INC. | Asset manager | Jun 7, 2010 | Dec 6, 2013 | no | ATLANTA, GA | Previous registration |
| VAN KAMPEN ADVISORS INC | n/a | Jun 7, 2005 | Jun 3, 2010 | no | KENNESAW, GA|HOUSTON, TX|OAKBROOK TERRACE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | LPL FINANCIAL LLC | Jun 4, 2021 | Jul 8, 2021 | 34 | Firm change | Ibd to ibd |
| EDWARD JONES | CETERA ADVISOR NETWORKS LLC | Mar 7, 2014 | Feb 17, 2016 | 712 | Firm change after gap | Other |
| INVESCO ADVISERS, INC. | EDWARD JONES | Dec 6, 2013 | Feb 18, 2014 | 74 | Firm change | Other |
| VAN KAMPEN ADVISORS INC | INVESCO ADVISERS, INC. | Jun 3, 2010 | Jun 7, 2010 | 4 | Bulk transfer | Other |