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D•••• W••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

D•••• W••••• C••••••

Advisor at C•••••• F•••••••• S•••••••• L••

LAS CRUCES, NM

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Search this name across graphsid dfx:ria:6b5e0f25-64ea-f31c-d6f3-a7e47fb05e8f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F•••••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 27, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F•••••••• S•••••••• L••	State registered	Dec 18, 2008	n/a	yes	LAS CRUCES, NM	Current employment
E•••••••• F•••••••• P•••••••• I•••	n/a	Oct 31, 2006	Mar 28, 2008	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• F•••••••• P•••••••• I•••	C•••••• F•••••••• S•••••••• L••	Mar 28, 2008	Dec 18, 2008	265	Firm change	Other
T•••••••• I••••••••• M••••••••• I••	E•••••••• F•••••••• P•••••••• I•••	Nov 14, 2006

Relationships

Registered with (4)

→ C•••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Dec 18, 2008 to presentfactForm ADV
→ E•••••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Oct 31, 2006 to Mar 28, 2008factForm ADV
→ T•••••••• I••••••••• M••••••••• I••Registered adviserregistration: previous registration
Apr 26, 2004 to Nov 14, 2006factForm ADV
→ U•••••••• A••••••• S••••••• I••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b5e0f25-64ea-f31c-d6f3-a7e47fb05e8f
First observed: Feb 10, 2003
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.