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Advisor at RBC CAPITAL MARKETS, LLC
SAN FRANCISCO, CA | San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 28, 2023 | n/a | yes | SAN FRANCISCO, CA|San Francisco, CA | Current employment |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Aug 26, 2016 | May 19, 2023 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 3, 2002 | Aug 29, 2016 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| ROBERTSON STEPHENS, INC. | n/a | Jun 23, 2000 | Aug 19, 2002 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | RBC CAPITAL MARKETS, LLC | May 19, 2023 | Apr 28, 2023 | -21 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Aug 29, 2016 | Aug 26, 2016 | -3 | Firm change | Other |
| ROBERTSON STEPHENS, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 19, 2002 | Oct 3, 2002 | 45 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108559:31194:CA:2023-05-08 | May 19, 2023 | Apr 28, 2023 | SAN FRANCISCO, CA | Firm change |
| 7691:108559:CA:2016-08-08 | Aug 29, 2016 | Aug 26, 2016 | SAN FRANCISCO, CA | Firm change |