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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

GEOFFREY F HATHHORN

Advisor at CHARLES SCHWAB & CO., INC.

Albuquerque, NM

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Search this name across graphsid dfx:ria:6b80946f-1950-3ba4-99fa-dbcf0f6e2255

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 8, 2005
First registration: Sep 9, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4985057

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 7, 2026	n/a	yes	Albuquerque, NM	Current employment
MISSIONSQUARE WEALTH MANAGEMENT	No RAUM reported	Mar 2, 2026	Jul 1, 2026	no	DENVER, CO\|ALBUQUERQUE, NM\|WASHINGTON, DC\|ALBUQUERQUE, NM\|Eureka, MO\|ALBEQUERQUE, NM\|WASHINGTON, DC\|Rio Rancho, NM\|WASHINGTON, DC\|Albuquerque, NM\|Rio Rancho, NM	Previous registration
MISSIONSQUARE RETIREMENT	Bd affiliated wealth	Jul 19, 2010	Mar 18, 2026	no	WASHINGTON, DC\|ALBUQUERQUE, NM\|ALBUQUERQUE, NM\|ALBUQUERQUE, NM\|Albuquerque, NM\|Rio Rancho, NM	Previous registration
HILLTOP SECURITIES INC.	Bd affiliated wealth	Dec 4, 2008	Jul 7, 2009	no	LAS VEGAS, NV	Previous registration
M.L. STERN & CO., LLC.	n/a	Sep 9, 2005	Dec 9, 2008	no	HENDERSON, NV\|HENDERSON, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MISSIONSQUARE WEALTH MANAGEMENT	CHARLES SCHWAB & CO., INC.	Jul 1, 2026	Jul 7, 2026	6	Firm change	Other
MISSIONSQUARE RETIREMENT	MISSIONSQUARE WEALTH MANAGEMENT	Mar 18, 2026	Mar 2, 2026	-16	Bulk transfer	Ibd to new firm
HILLTOP SECURITIES INC.	MISSIONSQUARE RETIREMENT	Jul 7, 2009	Jul 19, 2010	377	Firm change	Other
M.L. STERN & CO., LLC.	HILLTOP SECURITIES INC.	Dec 9, 2008	Dec 4, 2008	-5	Bulk transfer	Other

Relationships

Registered with (5)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jul 7, 2026 to presentfactForm ADV
→ MISSIONSQUARE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 2, 2026 to Jul 1, 2026factForm ADV
→ MISSIONSQUARE RETIREMENTRegistered adviserregistration: previous registration
Jul 19, 2010 to Mar 18, 2026factForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
Dec 4, 2008 to Jul 7, 2009factForm ADV
→ M.L. STERN & CO., LLC.Registered adviserregistration: previous registration
Sep 9, 2005 to Dec 9, 2008factForm ADV

Dated events

Occurred
Jul 1, 2026
Advisor changed firm
Geoffrey F Hathhorn left Missionsquare Wealth Management for Charles Schwab & Co., Inc. (registered 2026-07-07)
Form ADVobserved 3 days ago