DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Geoffrey F Hathhorn
Feed of 09/14/2026
At current firm
0 y
since Jul 7, 2026
In the industry
21 y
since Sep 8, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Jul 7, 2026 · Albuquerque, Nm
- Missionsquare Wealth Management no RAUMMar 2, 2026 to Jul 1, 2026 · Denver, Co
- Missionsquare Retirement BD affiliatedJul 19, 2010 to Mar 18, 2026 · Washington, Dc
- Hilltop Securities Inc. BD affiliatedDec 4, 2008 to Jul 7, 2009 · Las Vegas, Nv
- M.L. Stern & Co., LLC. unclassifiedSep 9, 2005 to Dec 9, 2008 · Henderson, Nv
Moves
a registration end followed by a registration begin elsewhere
- Missionsquare Wealth Management to Charles Schwab & Co., Inc.left Jul 1, 2026, registered Jul 7, 2026 (6 days) · Other
- Missionsquare Retirement to Missionsquare Wealth Managementleft Mar 18, 2026, registered Mar 2, 2026 (-16 days) · corporate re-registration, not a move
- Hilltop Securities Inc. to Missionsquare Retirementleft Jul 7, 2009, registered Jul 19, 2010 (377 days) · Other
- M.L. Stern & Co., LLC. to Hilltop Securities Inc.left Dec 9, 2008, registered Dec 4, 2008 (-5 days) · corporate re-registration, not a move
Signals
- Geoffrey F Hathhorn left Missionsquare Wealth Management for Charles Schwab & Co., Inc. (registered 2026-07-07)Jul 1, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address