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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SEMMAX FINANCIAL ADVISORS, INC.

CRD 144978

WINSTON-SALEM, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b834831-8b62-50b5-a31d-e2b5ca85f2d1

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 5
On other graphs: 0
Observed: Jun 29, 2017 to Mar 24, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $495MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $495M
Private client RAUM: $495MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $61.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 18
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,240
Individual clients: 749
High net worth clients: 77
SEC number: 801-110932
CRD: 144978
Filings on the tape: 29
First filed: Jun 29, 2017
Latest filed: Mar 24, 2026
Organised: Corporation, NC
Website: quieroretirarmidinero.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN ELLIS TYNER	n/a	WINSTON-SALEM, NC	18	24	n/a	no
Matthew Jeremiah Landon	n/a	WINSTON-SALEM, NC	9	11	n/a	no
Marcus Duncan Snodgress	n/a	Waxahachie, TX	5	21	n/a	no
JONATHAN PHILIP SHORT	n/a	WINSTON-SALEM, NC	5	18	1	no
Michael Andrew Sellers	Certified Financial Planner	WINSTON-SALEM, NC	4	21	4	no
LAWRENCE DAVID VANLANDINGHAM	n/a	WINSTON-SALEM, NC	4	16	2	no
Jordan Francis Shinsky	n/a	WINSTON-SALEM, NC	4	22	1	no
KYLE ADAM LEONARD	Certified Financial Planner	WINSTON-SALEM, NC	3	12	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
TYNER, JOHN, ELLIS	President	E	yes	08/2007	Jun 29, 2017	Mar 28, 2024
SHORT, JONATHAN, PHILIP	CHIEF COMPLIANCE OFFICER	Na	no	02/2022	Mar 31, 2022	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SEMMAX INC.	n/a	n/a	n/a	N	yes	n/a
SEMMAX TAX, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Greensboro	Nc	United States	7	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$495M	$495M	18	7	1	n/a	n/a
2024	Mar 21, 2025	$395M	$395M	18	7	1	n/a	n/a
2023	Mar 28, 2024	$333M	$333M	18	7	1	n/a	n/a
2022	Mar 30, 2023	$291M	$291M	19	7	1	n/a	n/a
2021	Mar 31, 2022	$186M	$186M	18	6	1	n/a	n/a
2020	Mar 30, 2021	$285M	$285M	18	6	1	n/a	n/a
2019	Mar 9, 2020	$214M	$214M	19	7	1	n/a	n/a
2018	Mar 26, 2019	$153M	$152M	17	6	1	n/a	n/a
2017	Mar 29, 2018	$137M	$137M	15	5	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$495M	$395M	25.3%	$291M	19.4%	18	18	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TWIN CITY PRIVATE WEALTH, LLC	3	Sep 17, 2021	Oct 11, 2021	WINSTONSALEM, NC	Team lift out	RIA to new firm	42.9%

Relationships

Registered with (12)

← KYLE ADAM LEONARDAdvisorregistration: current employment
Jul 20, 2023 to presentfactForm ADV
← Jordan Francis ShinskyAdvisorregistration: current employment
Aug 4, 2022 to presentfactForm ADV
← LAWRENCE DAVID VANLANDINGHAMAdvisorregistration: current employment
May 18, 2022 to presentfactForm ADV
← Michael Andrew SellersAdvisorregistration: current employment
Jan 5, 2022 to presentfactForm ADV
← JONATHAN PHILIP SHORTAdvisorregistration: previous registration
Sep 5, 2017 to Jun 26, 2020factForm ADV
← Marcus Duncan SnodgressAdvisorregistration: current employment
Oct 1, 2020 to presentfactForm ADV
← Matthew Jeremiah LandonAdvisorregistration: current employment
Aug 23, 2017 to presentfactForm ADV
← JOHN ELLIS TYNERAdvisorregistration: current employment
Dec 6, 2007 to presentfactForm ADV
← PENNY LEE DI GIOVANNAAdvisorregistration: previous registration
Dec 2, 2021 to Jun 13, 2022factForm ADV
← ERIC DAVID MATTINSONAdvisorregistration: previous registration
Jan 15, 2013 to Sep 17, 2021factForm ADV
← TRAVIS VERNON LETHCOAdvisorregistration: previous registration
Apr 20, 2018 to Sep 17, 2021factForm ADV
← JOSEPH KING BERRYAdvisorregistration: previous registration
Oct 6, 2014 to Sep 17, 2021factForm ADV

Controls (1)

← TYNER, JOHN, ELLISOwnerPRESIDENT, ownership code E, individual
Jun 29, 2017 to Mar 28, 2024factForm ADV

Owns (1)

← SHORT, JONATHAN, PHILIPOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2022 to Mar 28, 2024factForm ADV

Moved with (1)

→ TWIN CITY PRIVATE WEALTH, LLCRegistered adviser3 advisors, team lift out, same day
Sep 17, 2021 to Oct 11, 2021factForm ADV

Dated events

Occurred
Mar 24, 2026
Regulatory AUM changed
Semmax Financial Advisors, Inc. reported RAUM $495.4M, up 25% from $395.3M (2025-03-21 to 2026-03-24)
Form ADVobserved 5 days ago
$100M
Occurred
Mar 30, 2023
Regulatory AUM changed
Semmax Financial Advisors, Inc. reported RAUM $291.0M, up 57% from $185.8M (2022-03-31 to 2023-03-30)
Form ADVobserved 5 days ago
$105M
Occurred
Jun 13, 2022
Advisor changed firm
Penny Lee Di Giovanna left Semmax Financial Advisors, Inc. for J. W. Cole Advisors, Inc. (registered 2022-06-23)
Form ADVobserved 5 days ago
Occurred
Sep 17, 2021
Control person left
David Eric Mattinson (Chief Compliance Officer) no longer on Schedule A of Semmax Financial Advisors, Inc. (listed 2021-06-03, absent 2021-09-17)
Form ADVobserved 5 days ago
Occurred
Jun 29, 2017
First Form ADV filing
Semmax Financial Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b834831-8b62-50b5-a31d-e2b5ca85f2d1
First observed: Jun 29, 2017
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SEMMAX FINANCIAL ADVISORS, INC.

CRD 144978

WINSTON-SALEM, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b834831-8b62-50b5-a31d-e2b5ca85f2d1

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:46 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN ELLIS TYNER

n/a

WINSTON-SALEM, NC

n/a

Matthew Jeremiah Landon

n/a

WINSTON-SALEM, NC

n/a

Marcus Duncan Snodgress

n/a

Waxahachie, TX

n/a

JONATHAN PHILIP SHORT

n/a

WINSTON-SALEM, NC

Michael Andrew Sellers

Certified Financial Planner

WINSTON-SALEM, NC

LAWRENCE DAVID VANLANDINGHAM

n/a

WINSTON-SALEM, NC

Jordan Francis Shinsky

n/a

WINSTON-SALEM, NC

KYLE ADAM LEONARD

Certified Financial Planner

WINSTON-SALEM, NC

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

TYNER, JOHN, ELLIS

President

yes

08/2007

Jun 29, 2017

Mar 28, 2024

SHORT, JONATHAN, PHILIP

CHIEF COMPLIANCE OFFICER

02/2022

Mar 31, 2022

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SEMMAX INC.

n/a

yes

n/a

SEMMAX TAX, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Greensboro

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$495M

n/a

2024

Mar 21, 2025

$395M

n/a

2023

Mar 28, 2024

$333M

n/a

2022

Mar 30, 2023

$291M

n/a

2021

Mar 31, 2022

$186M

n/a

2020

Mar 30, 2021

$285M

n/a

2019

Mar 9, 2020

$214M

n/a

2018

Mar 26, 2019

$153M

$152M

n/a

2017

Mar 29, 2018

$137M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$495M

$395M

25.3%

$291M

19.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TWIN CITY PRIVATE WEALTH, LLC

Sep 17, 2021

Oct 11, 2021

WINSTONSALEM, NC

Team lift out

RIA to new firm

42.9%