DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at TWIN CITY PRIVATE WEALTH, LLC
WINSTON-SALEM, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TWIN CITY PRIVATE WEALTH, LLC | Independent wealth | Aug 20, 2021 | n/a | yes | WINSTON-SALEM, NC | Current employment |
| SEMMAX FINANCIAL ADVISORS, INC. | Independent wealth | Jan 15, 2013 | Sep 17, 2021 | no | WINSTON-SALEM, NC | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jan 27, 2011 | Aug 3, 2012 | no | WINSTON-SALEM, NC|WINSTON-SALEM, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 12, 2008 | Oct 26, 2010 | no | GREENSBORO, NC|WINSTON SALEM, NC|HIGH POINT, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SEMMAX FINANCIAL ADVISORS, INC. | TWIN CITY PRIVATE WEALTH, LLC | Sep 17, 2021 | Aug 20, 2021 | -28 | Firm change | RIA to new firm |
| SUNTRUST INVESTMENT SERVICES, INC. | SEMMAX FINANCIAL ADVISORS, INC. | Aug 3, 2012 | Jan 15, 2013 | 165 | Firm change | Other |
| WELLS FARGO ADVISORS | SUNTRUST INVESTMENT SERVICES, INC. | Oct 26, 2010 | Jan 27, 2011 | 93 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 144978:315836:NC:2021-09-17 | Sep 17, 2021 | Aug 20, 2021 | WINSTONSALEM, NC | Firm change |