DFX Intelligence

A•••••••• S••••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

A•••••••• S••••• T••••

Advisor at B•••••••• A•••• M••••••••• L••

RENO, NV | Coral Gables, FL

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Search this name across graphsid dfx:ria:6b8e18d9-5678-c415-6d46-ccf930cb38cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 5, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 3, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• A•••• M••••••••• L••	Independent wealth	Mar 25, 2022	n/a	yes	Coral Gables, FL\|RENO, NV	Current employment
S••• C••••••• I•••	Mixed wealth	Jul 14, 2020	Apr 5, 2022	no	MIAMI, FL\|GREENBRAE, CA\|MIAMI, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••• C••••••• I•••	B•••••••• A•••• M••••••••• L••	Apr 5, 2022	Mar 25, 2022	-11	Firm change	RIA to RIA
A••••• A•••••••• L••	S••• C••••••• I•••	Feb 4, 2022	Jul 14, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
286688:143440:FL:2022-04-05	Apr 5, 2022	Mar 25, 2022	MIAMI, FL	Firm change

Relationships

Registered with (5)

→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Mar 25, 2022 to presentfactForm ADV
→ S••• C••••••• I•••Registered adviserregistration: previous registration
Jul 14, 2020 to Apr 5, 2022factForm ADV
→ A••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 31, 2019 to Feb 4, 2022factForm ADV
→ P•••••• W••••• M••••••••• L••Registered adviser

Dated events

Occurred
Apr 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b8e18d9-5678-c415-6d46-ccf930cb38cb
First observed: Aug 5, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.