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S••• C••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

S••• C••••••• I•••

CRD 286688

GREENBRAE, CA

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Search this name across graphsid dfx:ria:b589e4d0-1233-5fec-2901-ac0683c0a18d

Data as of Feb 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 9
On other graphs: 0
Observed: Feb 15, 2017 to Feb 9, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.24 fund_share=0.75 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $953MItem 5.F on the latest filing (2026-02-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $953M
Private client RAUM: $231MderivedItem 5.D individuals plus high net worth individuals
Private client share: 24%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• A•••• J••••••	n/a	GREENBRAE, CA	9	28	3	no
G••• E••••• J•••••••	n/a	GREENBRAE, CA	8	12

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••••••• G•••• E•••••	CHIEF COMPLIANCE OFFICER	A	yes	07/2018	Feb 9, 2026	Feb 9, 2026
J••••••• M••••••• A••••	Ceo	E	yes	01/2017	Feb 9, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$953M	$810M	17.7%	$625M	15.1%	4	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B•••••••• A•••• M••••••••• L••	2	Apr 5, 2022	Jan 1, 2026	MIAMI, FL	Team lift out	RIA to RIA	33.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P•••••• W••••• M••••••••• L••	2	Jul 2, 2018	Jul 5, 2018	SAN FRANCISCO, CA	Team lift out	Other	15.4%

Relationships

Registered with (6)

← G••• E••••• J•••••••Advisorregistration: current employment
Jul 5, 2018 to presentfactForm ADV
← M•••••• A•••• J••••••Advisorregistration: current employment
Mar 9, 2017 to presentfactForm ADV
← Jimmy GonzalezAdvisorregistration: previous registration
Apr 30, 2019 to Apr 5, 2022factForm ADV
← ALEXANDER SEMARE TECLE

Dated events

Occurred
Feb 15, 2023
Regulatory AUM changed
S••• C••••••• I••• reported RAUM $625.5M, down 36% from $979.0M (2022-08-18 to 2023-02-15)
Form ADVobserved 6 days ago
$-354M
Occurred
Apr 5, 2022
Team lift-out
2 advisors left S••• C••••••• I••• (Miami, FL) for B•••••••• A•••• M••••••••• L•• on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Apr 5, 2022
Advisor changed firm
Jimmy Gonzalez left S••• C••••••• I••• for B•••••••• A•••• M••••••••• L•• (registered 2026-01-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b589e4d0-1233-5fec-2901-ac0683c0a18d
First observed: Feb 15, 2017
Last observed: Feb 9, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.