DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Patrick Paragas

Advisor at EAGLE STRATEGIES LLC

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b91cf76-10c9-a75f-105b-1b24e3ea4ecc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 9, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EAGLE STRATEGIES LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 2, 2023
First registration: Mar 9, 2023
Dual registered: yes, broker-dealer
Other names: Patrick Paragas
IAPD individual key: 7302773

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EAGLE STRATEGIES LLC	Bd affiliated wealth	May 6, 2026	n/a	yes	IRVINE, CA	Current employment
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Oct 3, 2024	Oct 17, 2025	no	Irvine, CA	Previous registration
AIS ASSET MANAGEMENT	State registered	Jul 21, 2023	Jan 2, 2024	no	AZUSA, CA\|Newport Beach, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 9, 2023	Jun 5, 2023	no	NEW YORK, NY\|NEWPORT BEACH, CA\|ANAHEIM, CA\|Anaheim, CA\|SANTA CLARITA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	EAGLE STRATEGIES LLC	Oct 17, 2025	May 6, 2026	201	Firm change	Other
AIS ASSET MANAGEMENT	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jan 2, 2024	Oct 3, 2024	275	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AIS ASSET MANAGEMENT	Jun 5, 2023	Jul 21, 2023	46	Firm change	Wirehouse to state RIA

Relationships

Registered with (4)

→ EAGLE STRATEGIES LLCRegistered adviserregistration: current employment
May 6, 2026 to presentfactForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Oct 3, 2024 to Oct 17, 2025factForm ADV
→ AIS ASSET MANAGEMENTRegistered adviserregistration: previous registration
Jul 21, 2023 to Jan 2, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 9, 2023 to Jun 5, 2023factForm ADV

Dated events

Occurred
Oct 17, 2025
Advisor changed firm
Patrick Paragas left Northwestern Mutual Investment Services,Llc for Eagle Strategies Llc (registered 2026-05-06)
Form ADVobserved 5 days ago
Occurred
Jan 2, 2024
Advisor changed firm
Patrick Paragas left Ais Asset Management for Northwestern Mutual Investment Services,Llc (registered 2024-10-03)
Form ADVobserved 5 days ago
Occurred
Jun 5, 2023
Advisor changed firm
Patrick Paragas left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Ais Asset Management (registered 2023-07-21)
Form ADVobserved 5 days ago