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Advisor at VOYA RETIREMENT ADVISORS, LLC
WINDSOR, CT | Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VOYA RETIREMENT ADVISORS, LLC | Other adviser | Sep 15, 2018 | n/a | yes | WINDSOR, CT|Chicago, IL | Current employment |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Feb 10, 2016 | May 22, 2018 | no | Chicago, IL|WINDSOR, CT | Previous registration |
| VOYA RETIREMENT ADVISORS, LLC | Other adviser | Mar 17, 2010 | Feb 25, 2016 | no | BRAINTREE, MA|South windsor, CT|CHICAGO, IL|QUINCY, MA | Previous registration |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Dec 18, 2008 | Jun 26, 2009 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | VOYA RETIREMENT ADVISORS, LLC | May 22, 2018 | Sep 15, 2018 | 116 | Firm change | Ibd to RIA |
| VOYA RETIREMENT ADVISORS, LLC | VOYA FINANCIAL ADVISORS, INC. | Feb 25, 2016 | Feb 10, 2016 | -15 | Firm change | Other |
| BMO HARRIS FINANCIAL ADVISORS, INC | VOYA RETIREMENT ADVISORS, LLC | Jun 26, 2009 | Mar 17, 2010 | 264 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2882:3989:CT:2018-05-22 | May 22, 2018 | Sep 15, 2018 | WINDSOR, CT | Firm change |
| 3989:2882:MA:2016-02-25 | Feb 25, 2016 | Feb 10, 2016 | QUINCY, MA | Firm change |