DFX Intelligence

K•••• C••••••••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

K•••• C••••••••• D•••••••••

Advisor at W•••• F•••• A•••••••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:6b96084f-273e-b592-5dc9-3ebfdb0bcfe6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 12, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jan 14, 2025	n/a	yes	ST. LOUIS, MO	Current employment
K•••••• C•••••• M•••••••••	Other adviser	Jul 20, 2018	Nov 20, 2019	no	ST LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••• C•••••• M•••••••••	W•••• F•••• A•••••••	Nov 20, 2019	Jan 14, 2025	1,882	Firm change after gap	Other
S•••••••• I••••••••• M•••••••••	K•••••• C•••••• M•••••••••	Jan 31, 2018	Jul 20, 2018

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jan 14, 2025 to presentfactForm ADV
→ K•••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jul 20, 2018 to Nov 20, 2019factForm ADV
→ S•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Sep 12, 2016 to Jan 31, 2018factForm ADV
→ U••• B•••••• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b96084f-273e-b592-5dc9-3ebfdb0bcfe6
First observed: Jun 16, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.