This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

KRILOGY

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2015earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S65

First exam

Jan 29, 2022

First registration

Jan 29, 2022

Dual registered

no

Other names

THOMAS J. PONCE

IAPD individual key

6538763

• Occurred

  Sep 11, 2026
  Advisor changed firm

  Thomas Joseph Ponce left Foundations Investment Advisors LLC for Krilogy (registered 2026-09-15)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6b99f241-6014-5f69-9595-e83074379229

First observed

Jan 29, 2022

Last observed

Sep 16, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.