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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SLAGLE FINANCIAL, LLC.

CRD 149976

EDWARDSVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c8db3663-47aa-23e9-1e9c-42457ab99c79

Data as of Aug 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 3
On other graphs: 0
Observed: Aug 15, 2018 to Aug 13, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $412MItem 5.F on the latest filing (2026-08-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $412M
Private client RAUM: $408MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 13
RAUM per advisor: $31.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 21
Advisory employees: 7
Offices: 9Schedule D 1.F, beyond the principal office
Accounts: 3,253
Individual clients: 1,461
High net worth clients: 49
Custody, client assets: $31.2M
SEC number: 801-113986
CRD: 149976
Filings on the tape: 31
First filed: Aug 15, 2018
Latest filed: Aug 13, 2026
Organised: Limited Liability Company, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHAD A SLAGLE	n/a	EDWARDSVILLE, IL	17	22	3	no
CHAD ANDREW TOBIN	n/a	EDWARDSVILLE, IL	17	20	1	no
CHRISTOPHER JAMES DORSEY	n/a	EDWARDSVILLE, IL	14	15	n/a	no
NICHOLAS WEBB	n/a	EDWARDSVILLE, IL	12	13	n/a	no
Robert William Sims	n/a	EDWARDSVILLE, IL	8	13	n/a	no
JEFFREY LIND CHERRY	n/a	Fort Walton Beach, FL	3	21	2	no
Connor Joseph Bouse	n/a	EDWARDSVILLE, IL	3	20	n/a	no
Aaron Patrick Keune	n/a	EDWARDSVILLE, IL	2	20	n/a	no
Joshua Ohl	n/a	EDWARDSVILLE, IL	1	13	n/a	no
Antonio E Perez	n/a	EDWARDSVILLE, IL \| Fort Walton Beach, FL	0	26	1	no
JONATHAN CHRISTIAN CATHEY	n/a	EDWARDSVILLE, IL \| Bonita Springs, FL	0	10	1	no
Blake Aaron Williams	n/a	EDWARDSVILLE, IL	0	20	n/a	no
Hannah Larissa Smith	n/a	Fort Walton Beach, FL \| EDWARDSVILLE, IL	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SLAGLE, CHAD, A	President	E	yes	04/2009	Aug 15, 2018	Nov 20, 2024
TOBIN, CHAD, ANDREW	CHIEF COMPLIANCE OFFICER	Na	yes	01/2016	Aug 15, 2018	Nov 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CHAD SLAGLE	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bloomington	IL	United States	4	no
Jacksonville	IL	United States	4	no
Springfield	IL	United States	4	no
ST. LOUIS	Mo	United States	4	no
BONITA SPRINGS	FL	United States	3	no
FORT WALTON BEACH	FL	United States	3	no
MIRAMAR BEACH	FL	United States	3	no
PANAMA CITY BEACH	FL	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$412M	$412M	21	7	9	n/a	n/a
2024	Mar 21, 2025	$315M	$315M	21	7	9	n/a	n/a
2023	Mar 20, 2024	$268M	$268M	23	6	8	n/a	n/a
2022	Mar 31, 2023	$241M	$241M	21	5	8	n/a	n/a
2021	Mar 30, 2022	$186M	$186M	12	5	8	n/a	n/a
2020	Mar 29, 2021	$153M	$153M	12	5	6	n/a	n/a
2019	Mar 30, 2020	$140M	$140M	11	4	6	n/a	n/a
2018	Mar 26, 2019	$110M	$110M	9	4	7	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$412M	$315M	30.7%	$241M	19.5%	21	21	9	9

Relationships

Registered with (17)

← Hannah Larissa SmithAdvisorregistration: current employment
Jul 24, 2026 to presentfactForm ADV
← Blake Aaron WilliamsAdvisorregistration: current employment
Apr 10, 2026 to presentfactForm ADV
← Antonio E PerezAdvisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV
← JONATHAN CHRISTIAN CATHEYAdvisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV
← Joshua OhlAdvisorregistration: current employment
Dec 19, 2024 to presentfactForm ADV
← Aaron Patrick KeuneAdvisorregistration: current employment
Mar 25, 2024 to presentfactForm ADV
← Connor Joseph BouseAdvisorregistration: current employment
Jul 3, 2023 to presentfactForm ADV
← JEFFREY LIND CHERRYAdvisorregistration: current employment
Sep 28, 2022 to presentfactForm ADV
← Robert William SimsAdvisorregistration: current employment
Jun 1, 2018 to presentfactForm ADV
← NICHOLAS WEBBAdvisorregistration: current employment
Apr 3, 2014 to presentfactForm ADV
← CHRISTOPHER JAMES DORSEYAdvisorregistration: current employment
Mar 1, 2012 to presentfactForm ADV
← CHAD A SLAGLEAdvisorregistration: current employment
May 29, 2009 to presentfactForm ADV
← CHAD ANDREW TOBINAdvisorregistration: current employment
May 29, 2009 to presentfactForm ADV
← Lee Joseph NosbischAdvisorregistration: previous registration
Sep 21, 2024 to Feb 17, 2025factForm ADV
← Jack R MitchellAdvisorregistration: previous registration
May 22, 2023 to Nov 17, 2023factForm ADV
← Brock WeimerAdvisorregistration: previous registration
May 13, 2020 to Oct 8, 2021factForm ADV
← JOSEPH MICHAEL ALLARIAAdvisorregistration: previous registration
Oct 31, 2012 to Apr 9, 2014factForm ADV

Controls (2)

← SLAGLE, CHAD, AOwnerPRESIDENT, ownership code E, individual
Aug 15, 2018 to Nov 20, 2024factForm ADV
← TOBIN, CHAD, ANDREWOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 15, 2018 to Nov 20, 2024factForm ADV

Dated events

Occurred
Feb 17, 2025
Advisor changed firm
Lee Joseph Nosbisch left Slagle Financial, Llc. for Ipi Wealth Management, Inc. (registered 2025-03-13)
Form ADVobserved 5 days ago
Occurred
Nov 17, 2023
Advisor changed firm
Jack R Mitchell left Slagle Financial, Llc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-12-19)
Form ADVobserved 5 days ago
Occurred
Aug 15, 2018
First Form ADV filing
Slagle Financial, Llc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8db3663-47aa-23e9-1e9c-42457ab99c79
First observed: Aug 15, 2018
Last observed: Aug 13, 2026 38 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SLAGLE FINANCIAL, LLC.

CRD 149976

EDWARDSVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c8db3663-47aa-23e9-1e9c-42457ab99c79

Data as of Aug 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:22 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHAD A SLAGLE

n/a

EDWARDSVILLE, IL

CHAD ANDREW TOBIN

n/a

EDWARDSVILLE, IL

CHRISTOPHER JAMES DORSEY

n/a

EDWARDSVILLE, IL

n/a

NICHOLAS WEBB

n/a

EDWARDSVILLE, IL

n/a

Robert William Sims

n/a

EDWARDSVILLE, IL

n/a

JEFFREY LIND CHERRY

n/a

Fort Walton Beach, FL

Connor Joseph Bouse

n/a

EDWARDSVILLE, IL

n/a

Aaron Patrick Keune

n/a

EDWARDSVILLE, IL

n/a

Joshua Ohl

n/a

EDWARDSVILLE, IL

n/a

Antonio E Perez

n/a

EDWARDSVILLE, IL | Fort Walton Beach, FL

JONATHAN CHRISTIAN CATHEY

n/a

EDWARDSVILLE, IL | Bonita Springs, FL

Blake Aaron Williams

n/a

EDWARDSVILLE, IL

n/a

Hannah Larissa Smith

n/a

Fort Walton Beach, FL | EDWARDSVILLE, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SLAGLE, CHAD, A

President

yes

04/2009

Aug 15, 2018

Nov 20, 2024

TOBIN, CHAD, ANDREW

CHIEF COMPLIANCE OFFICER

yes

01/2016

Aug 15, 2018

Nov 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CHAD SLAGLE

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Bloomington

United States

Jacksonville

United States

Springfield

United States

ST. LOUIS

United States

BONITA SPRINGS

United States

FORT WALTON BEACH

United States

MIRAMAR BEACH

United States

PANAMA CITY BEACH

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$412M

n/a

2024

Mar 21, 2025

$315M

n/a

2023

Mar 20, 2024

$268M

n/a

2022

Mar 31, 2023

$241M

n/a

2021

Mar 30, 2022

$186M

n/a

2020

Mar 29, 2021

$153M

n/a

2019

Mar 30, 2020

$140M

n/a

2018

Mar 26, 2019

$110M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$412M

$315M

30.7%

$241M

19.5%