This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0 bank_owner=false

Regulatory AUM

$275MItem 5.F on the latest filing (2026-04-02); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$182M

Private client RAUM

$275MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$91.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

23

Individual clients

6

High net worth clients

17

SEC number

801-131183

CRD

332136

Filings on the tape

9

First filed

Aug 26, 2024

Latest filed

Apr 2, 2026

Organised

Limited Liability Company, DE

• Occurred

  May 27, 2025
  Advisor changed firm

  John Phillip Holmes left Kai Wealth Llc for Wells Fargo Advisors (registered 2026-01-29)

  Form ADVobserved 5 days ago
• Occurred

  Aug 26, 2024
  First Form ADV filing

  Kai Wealth Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6b9fcb17-ac54-bee8-0aed-ac474f809d22

First observed

Aug 26, 2024

Last observed

Apr 2, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.