DFX Intelligence

K••••••••• D•••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

K••••••••• D•••• J••••••

Advisor at K•• W••••• L••

Gilbert, AZ | CHICAGO, IL

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Search this name across graphsid dfx:ria:f6c41f48-b4d6-b718-c719-59845728c58a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 24, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• W••••• L••	Independent wealth	Mar 16, 2026	n/a	yes	Gilbert, AZ\|CHICAGO, IL	Current employment
S•••• I••••• F•••••••• P•••••••	Independent wealth	Mar 21, 2019	Mar 13, 2026	no	Scottsdale, AZ\|Scottsdale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• I••••• F•••••••• P•••••••	K•• W••••• L••	Mar 13, 2026	Mar 16, 2026	3	Firm change	RIA to RIA
T•••••• F•••••••• C••••••• I•••	S•••• I••••• F•••••••• P•••••••	Mar 30, 2018	Mar 21, 2019

Relationships

Registered with (3)

→ K•• W••••• L••Registered adviserregistration: current employment
Mar 16, 2026 to presentfactForm ADV
→ S•••• I••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Mar 21, 2019 to Mar 13, 2026factForm ADV
→ T•••••• F•••••••• C••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2006 to Mar 30, 2018factForm ADV

Dated events

Occurred
Mar 13, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6c41f48-b4d6-b718-c719-59845728c58a
First observed: Jan 3, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.