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D•••• K••••• C•••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

D•••• K••••• C•••••• M•••••••••

D•••• K••••• C•••••• M••••••••• LTD., CRD 149155

VANCOUVER

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Search this name across graphsid dfx:ria:6b9fd22e-8149-157b-28a6-62a03622b4a1

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 9
On other graphs: 0
Observed: Mar 28, 2012 to Apr 27, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.1 fund_share=0.84 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $538MItem 5.F on the latest filing (2026-04-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $538M
Private client RAUM: $53.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 10%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D•••• K••••• I••••• F•••	Other Private Fund	$100M	Mar 30, 2021	268	Sep 29, 2017	dropped	021-295998
D•••• K••••• E••••• G••••• F•••	Other Private Fund	$62.4M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
1•••••• B••• L•••	Stockholder	C	yes	12/2023	Jan 29, 2024	Apr 29, 2024
B•• E••••••••• I•••	Owner	D	yes	08/2020	Jan 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D• S•••••••• Y•••• U• G• L••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$538M	$336M	60.2%	$307M	20.6%	14	13	0	0

Relationships

Advises (6)

→ D• S•••••••• Y•••• M••••• F••• L•Private fundOther Private Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ D• C•••••• G••••• U• F••• L•Private fundOther Private Fund, IA, no longer reported
Mar 30, 2021 to Mar 24, 2022factForm ADV
→ D•••• K••••• E••••• G••••• F•••Private fundOther Private Fund, IA, no longer reported
Sep 29, 2017 to Mar 30, 2021factForm ADV
→ D•••• K••••• E••••• G••••• F••• I•

Dated events

Occurred
Mar 28, 2026
Regulatory AUM changed
D•••• K••••• C•••••• M••••••••• reported RAUM $538.3M, up 60% from $336.0M (2025-06-23 to 2026-03-28)
Form ADVobserved 7 days ago
$202M
Occurred
Jan 29, 2024
Control person left
James Stephen Conway (Chief Executive Officer And Director) no longer on Schedule A of D•••• K••••• C•••••• M••••••••• (listed 2023-03-21, absent 2024-01-29)
Form ADVobserved 7 days ago
Occurred
Jan 29, 2024
Control person left
Robert Osler Philip Hampson (Chairman And Director) no longer on Schedule A of D•••• K••••• C•••••• M••••••••• (listed 2023-03-21, absent 2024-01-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b9fd22e-8149-157b-28a6-62a03622b4a1
First observed: Mar 28, 2012
Last observed: Apr 27, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Apr 27, 2026	$538M	$538M	14	7	0	1	n/a
2024	Mar 11, 2025	$336M	$336M	13	6	0	1	n/a
2023	Mar 26, 2024	$314M	$314M	11	7	0	1	$60.7M
2022	Mar 21, 2023	$307M	$307M	11	7	0	1	$58.1M
2021	Mar 24, 2022	$307M	$307M	13	7	0	2	$15.3M
2020	Mar 30, 2021	$256M	$256M	12	8	0	5	$217M
2019	Apr 1, 2020	$326M	$326M	6	5	0	4	$242M
2018	Mar 29, 2019	$421M	$421M	8	4	0	4	$248M
2017	Mar 31, 2018	$689M	$689M	9	5	0	4	$329M
2016	Mar 30, 2017	$683M	$683M	10	4	n/a	2	$27.4M
2015	Mar 30, 2016	$791M	$791M	15	6	n/a	2	$24.6M
2014	Mar 31, 2015	$800M	$800M	15	6	n/a	2	$15.0M
2013	Mar 26, 2014	$1.1B	$1.1B	15	7	n/a	2	$12.7M
2012	Mar 28, 2013	$1.4B	$1.4B	17	7	n/a	2	$13.3M
2011	Mar 28, 2012	$1.6B	$1.6B	n/a	n/a	n/a	2	$9.3M