DFX Intelligence

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SEC-registered adviser

D•••• K••••• C•••••• M•••••••••

Asset manager (funds and pooled vehicles)Vancouver, CRD 149155SEC 801-69980website IAPD

Legal name D•••• K••••• C•••••• M••••••••• L•••

Latest filing Apr 27, 2026

First filing on the tape Mar 28, 2012 · 27 filings

SEC status approved since Feb 26, 2009

RAUM

$538M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

10.0%

$53.7M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

27 filings and snapshots on the tape

RAUM$538M as of Apr 27, 2026

Mar 28, 2012$1.6B then

HNW client RAUM$48.7M as of Apr 27, 2026

Mar 31, 2018$79.5M then

State-registered IARs (5.B.3)0 as of Apr 27, 2026

Mar 28, 20130 then

Employees (5.A)14 as of Apr 27, 2026

Mar 28, 201317 then

Private funds1 as of Apr 27, 2026

Mar 28, 20122 then

RAUM +60% over the last fiscal year+21% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Apr 27, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.2MderivedHNW RAUM over HNW clients
Average account: $8.5MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +60%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: +22%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$451M84%
High-net-worth individuals$48.7M9.0%
Corporations and businesses$22.7M4.2%
Charitable organizations$10.8M2.0%
Individuals$5.0M0.9%

Individual clients: 30reported
HNW clients: 15reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 63reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.1 fund_share=0.84 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

6 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
D•••• K••••• I••••• F•••no longer reported	Other Private Fund	$100M	268	Sep 29, 2017
D•••• K••••• E••••• G••••• F•••no longer reported	Other Private Fund	$62.4M	167	Sep 29, 2017
D• S•••••••• Y•••• M••••• F••• L•	Other Private Fund	$60.7M	12	Mar 28, 2012
D• C•••••• G••••• U• F••• L•no longer reported	Other Private Fund	$7.2M	5	Mar 30, 2021
D•••• K••••• E••••• G••••• F••• I•no longer reported	Other Private Fund	$3.8M	27	Mar 30, 2021
D• C•••••• G••••• M••••• F••• L•no longer reported	Other Private Fund	$3.7M	4	Mar 28, 2012

Owners and control persons

Schedule A and B, latest filing

D••••••••• K•••••• F•••••• · Chief Compliance Officercontrol
since 01/2016 · owns 10% to 25%
G••••••••• B••••• L•••••• · Chief Executive Officercontrol
since 12/2023 · owns less than 5%
G••••••••• B••••• L•••••• · Ownercontrol
since 01/2001 · owns 50% to 75% of B•• E••••••••• I•••
G••••••••• C•••••••• S•••••••• · Ownercontrol
since 01/2001 · owns 50% to 75% of B•• E••••••••• I•••
S•••••••• J••••••• D•••• · Ownercontrol
since 11/2011 · owns 75% or more of J••• C• H••••••• I•••
C••••••• D••••• J•••• D••••••• · Portfolio Manager And President
since 09/2000 · owns 25% to 50%
D••••• W••••• E••••• · Portfolio Manager
since 10/1992 · owns less than 5%

Entity owners

1•••••• B••• L••• · Stockholder
direct · owns 25% to 50%
B•• E••••••••• I••• · Owner
indirect · owns 50% to 75% of 1•••••• B••• L•••
J•• R•••••••• I••• · Owner
indirect · owns 50% to 75% of 1•••••• B••• L•••
J••• C• H••••••• I••• · Owner
indirect · owns 75% or more of J•• R•••••••• I•••
D•••• 2••• H••••••• U•• · Stockholder
direct · owns 10% to 25%
D•••• 2••• H••••••• L••• · Stockholder
indirect · owns F of D••••• W••••• E•••••

Related persons

Schedule D 7.A

D• S•••••••• Y•••• U• G• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 50 to 63
Jun 23, 2025 to Mar 28, 2026
Advisory employees · 6 to 7
Jun 23, 2025 to Mar 28, 2026
Corporate clients · 9 to 11
Jun 23, 2025 to Mar 28, 2026
HNW clients · 9 to 15
Jun 23, 2025 to Mar 28, 2026
Individual clients · 28 to 30
Jun 23, 2025 to Mar 28, 2026
Pooled vehicle clients · 4 to 5
Jun 23, 2025 to Mar 28, 2026
Employees · 13 to 14
Jun 23, 2025 to Mar 28, 2026
Discretionary RAUM · $336M to $538M
Jun 23, 2025 to Mar 28, 2026
HNW RAUM · $29.0M to $48.7M
Jun 23, 2025 to Mar 28, 2026
Individual RAUM · $3.2M to $5.0M
Jun 23, 2025 to Mar 28, 2026
Pooled vehicle RAUM · $271M to $451M
Jun 23, 2025 to Mar 28, 2026
RAUM · $336M to $538M
Jun 23, 2025 to Mar 28, 2026
Financial planning clients · 0 to 0
Mar 11, 2025 to Jun 23, 2025
Accounts · 35 to 50
Apr 29, 2024 to Mar 11, 2025
Advisory employees · 7 to 6
Apr 29, 2024 to Mar 11, 2025
Corporate clients · 8 to 9
Apr 29, 2024 to Mar 11, 2025
HNW clients · 7 to 9
Apr 29, 2024 to Mar 11, 2025
Individual clients · 15 to 28
Apr 29, 2024 to Mar 11, 2025
Pooled vehicle clients · 5 to 4
Apr 29, 2024 to Mar 11, 2025
Employees · 11 to 13
Apr 29, 2024 to Mar 11, 2025
HQ state · unset to
Apr 29, 2024 to Mar 11, 2025
Discretionary RAUM · $314M to $336M
Apr 29, 2024 to Mar 11, 2025
HNW RAUM · $24.4M to $29.0M
Apr 29, 2024 to Mar 11, 2025
Individual RAUM · $1.8M to $3.2M
Apr 29, 2024 to Mar 11, 2025
Pooled vehicle RAUM · $271M to $271M
Apr 29, 2024 to Mar 11, 2025
RAUM · $314M to $336M
Apr 29, 2024 to Mar 11, 2025
Accounts · 37 to 35
Jan 29, 2024 to Mar 26, 2024
Corporate clients · 10 to 8
Jan 29, 2024 to Mar 26, 2024
HNW clients · 8 to 7
Jan 29, 2024 to Mar 26, 2024
Individual clients · 14 to 15
Jan 29, 2024 to Mar 26, 2024
Discretionary RAUM · $307M to $314M
Jan 29, 2024 to Mar 26, 2024
HNW RAUM · $23.5M to $24.4M
Jan 29, 2024 to Mar 26, 2024
Individual RAUM · $2.1M to $1.8M
Jan 29, 2024 to Mar 26, 2024
Pooled vehicle RAUM · $254M to $271M
Jan 29, 2024 to Mar 26, 2024
RAUM · $307M to $314M
Jan 29, 2024 to Mar 26, 2024
Accounts · 23 to 37
Mar 24, 2022 to Mar 21, 2023
HNW clients · unset to 8.0
Mar 24, 2022 to Mar 21, 2023
Individual clients · unset to 14.0
Mar 24, 2022 to Mar 21, 2023
Pooled vehicle clients · 6 to 5
Mar 24, 2022 to Mar 21, 2023
Employees · 13 to 11
Mar 24, 2022 to Mar 21, 2023

Signals

9 dated events

D•••• K••••• C•••••• M••••••••• reported RAUM $538.3M, up 60% from $336.0M (2025-06-23 to 2026-03-28)
Mar 28, 2026 · RAUM change · derived
L•••••• B•••• G•••••••• (Chief Executive Officer) appeared on Schedule A of D•••• K••••• C•••••• M•••••••••
Jan 29, 2024 · Control person joined · fact
D•••• J•••••• S••••••• (Owner) appeared on Schedule A of D•••• K••••• C•••••• M•••••••••
Jan 29, 2024 · Control person joined · fact
S•••••••• C••••••• G•••••••• (Owner) appeared on Schedule A of D•••• K••••• C•••••• M•••••••••
Jan 29, 2024 · Control person joined · fact
James Stephen Conway (Chief Executive Officer And Director) no longer on Schedule A of D•••• K••••• C•••••• M••••••••• (listed 2023-03-21, absent 2024-01-29)
Jan 29, 2024 · Control person left · inference
Robert Osler Philip Hampson (Chairman And Director) no longer on Schedule A of D•••• K••••• C•••••• M••••••••• (listed 2023-03-21, absent 2024-01-29)
Jan 29, 2024 · Control person left · inference
James Stephen Conway (Chief Executive Officer And Director) appeared on Schedule A of D•••• K••••• C•••••• M•••••••••
Aug 29, 2019 · Control person joined · fact
Robert Osler Philip Hampson (Chairman And Director) appeared on Schedule A of D•••• K••••• C•••••• M•••••••••
Aug 29, 2019 · Control person joined · fact
D•••• K••••• C•••••• M••••••••• reported RAUM $420.6M, down 39% from $688.9M (2018-03-31 to 2019-03-29)
Mar 29, 2019 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/deans-knightreportedpublic record, Form ADV, Apr 27, 2026
Website: D••••K•••••.COMreportedpublic record, Form ADV, Apr 27, 2026
Principal office phone: 604-669-0212reportedpublic record, Form ADV, Apr 27, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026