Y••••• F••

Advisor at S•• G••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• G••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Apr 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• G••••• L••	Former SEC adviser	Jun 3, 2026	n/a	yes	Ann Arbor, MI\|KING OF PRUSSIA, PA	Current employment
T•• A•••••••• I•••	Bd affiliated wealth	Dec 21, 2021	Jun 1, 2026	no	Ann Arbor, MI\|SUMMIT, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••••••• I•••	S•• G••••• L••	Jun 1, 2026	Jun 3, 2026	2	Firm change	Ibd to RIA
T••••••••• F•••••••• A•••••••• L••	T•• A•••••••• I•••	Nov 19, 2021	Dec 21, 2021

Relationships

Registered with (5)

→ S•• G••••• L••Registered adviserregistration: current employment
Jun 3, 2026 to presentfactForm ADV
→ T•• A•••••••• I•••Registered adviserregistration: previous registration
Dec 21, 2021 to Jun 1, 2026factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 20, 2021 to Nov 19, 2021factForm ADV
→ T••••••••• A•••••••• L••

Dated events

Order

Occurred
1 Jun 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 5, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.