DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Yongyi Fan

Sun Global LLCformerKing Of Prussia, Pa IA-onlyIAPD 4152144

Feed of 09/14/2026

At current firm

0 y

since Jun 3, 2026

In the industry

28 y

since Apr 1, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Sun Global LLC former current
since Jun 3, 2026 · Ann Arbor, Mi
Tlg Advisors, Inc. BD affiliated
Dec 21, 2021 to Jun 1, 2026 · Ann Arbor, Mi
Transamerica Financial Advisors, LLC BD affiliated
Oct 20, 2021 to Nov 19, 2021 · Perrysburg, Oh
Tlg Advisors, Inc. BD affiliated
Aug 10, 2020 to Oct 1, 2021 · Ann Arbor, Mi
Transglobal Advisory, LLC independent RIA
May 5, 2020 to Aug 14, 2020 · Ann Arbor,, Mi
Cambridge Investment Research Advisors, Inc. BD affiliated
Jan 21, 2019 to Apr 24, 2020 · Ann Arbor, Mi
Transamerica Financial Advisors, LLC BD affiliated
Jun 5, 2015 to Jan 14, 2019 · Cincinnati, Oh

Moves

a registration end followed by a registration begin elsewhere

Tlg Advisors, Inc. to Sun Global LLC
left Jun 1, 2026, registered Jun 3, 2026 (2 days) · Affiliated broker-dealer or bank to independent RIA
Transamerica Financial Advisors, LLC to Tlg Advisors, Inc.
left Nov 19, 2021, registered Dec 21, 2021 (32 days) · Affiliated broker-dealer or bank to another
Tlg Advisors, Inc. to Transamerica Financial Advisors, LLC
left Oct 1, 2021, registered Oct 20, 2021 (19 days) · Affiliated broker-dealer or bank to another
Transglobal Advisory, LLC to Tlg Advisors, Inc.
left Aug 14, 2020, registered Aug 10, 2020 (-4 days) · RIA to affiliated broker-dealer or bank
Cambridge Investment Research Advisors, Inc. to Transglobal Advisory, LLC
left Apr 24, 2020, registered May 5, 2020 (11 days) · Affiliated broker-dealer or bank to independent RIA
Transamerica Financial Advisors, LLC to Cambridge Investment Research Advisors, Inc.
left Jan 14, 2019, registered Jan 21, 2019 (7 days) · Affiliated broker-dealer or bank to another

Signals

Yongyi Fan left Tlg Advisors, Inc. for Sun Global Llc (registered 2026-06-03)
Jun 1, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address