J••• P• K••••••

Advisor at P••• A••••• S••••••••• L••

LOUISVILLE, KY | Louisville, KY

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Search this name across graphsid dfx:ria:6bb2abc6-c060-6e00-4194-c38a040aea20

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 14, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• A••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• A••••• S••••••••• L••	Bd affiliated wealth	Dec 22, 2025	n/a	yes	LOUISVILLE, KY\|Louisville, KY	Current employment
C•••••• F•••••••• A••••••• S•••••••• L••	Independent wealth	May 14, 2025	Sep 17, 2025	no	ORMOND BEACH, FL\|Louisville, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• F•••••••• A••••••• S•••••••• L••	P••• A••••• S••••••••• L••	Sep 17, 2025	Dec 22, 2025	96	Firm change	RIA to ibd

Relationships

Registered with (2)

→ P••• A••••• S••••••••• L••Registered adviserregistration: current employment
Dec 22, 2025 to presentfactForm ADV
→ C•••••• F•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
May 14, 2025 to Sep 17, 2025factForm ADV

Dated events

Occurred
Sep 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6bb2abc6-c060-6e00-4194-c38a040aea20
First observed: May 14, 2025
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.