DFX Intelligence

C•••••• F•••••••• A••••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

C•••••• F•••••••• A••••••• S•••••••• L••

CRD 316843

ORMOND BEACH, FL

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Search this name across graphsid dfx:ria:e297f3c7-25e1-715b-3a11-a525c37912c6

Data as of Aug 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: Dec 13, 2021 to Aug 12, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $527M••• Locked
Discretionary RAUM: $522M
Private client RAUM: $527Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $87.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••• A••••• S••••••	Certified Financial Planner	ORMOND BEACH, FL	4	31	6	no
L••••• R••• T•••••••	Certified Financial Planner	ORMOND BEACH, FL \| White Georgia, GA	4	20

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• F•••••••• M••••••••• G••••• I•••	Member	C	yes	09/2021	Dec 13, 2021	Dec 23, 2024
M••••••••• T•••••• C••••	MANAGING MEMBER	F	yes	02/1996	Dec 13, 2021	Dec 23, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 17, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	16.7%	0	1	0	1	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$527M	$444M	18.8%	$296M	21.2%	11	10	0	0

Relationships

Registered with (8)

← M•••••••• J•••••• H••••••Advisorregistration: current employment
Jun 5, 2025 to presentfactForm ADV
← S•••• N••• M•••••Advisorregistration: current employment
Aug 15, 2024 to presentfactForm ADV
← J••• R•••••• C•••••Advisorregistration: current employment
Jan 17, 2024 to presentfactForm ADV
← B•••• S••••• B••••

Dated events

Occurred
Aug 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 13, 2021
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e297f3c7-25e1-715b-3a11-a525c37912c6
First observed: Dec 13, 2021
Last observed: Aug 12, 2026 41 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.