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Advisor at MMA SECURITIES LLC
Aliso Viejo, CA | San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MMA SECURITIES LLC | No RAUM reported | Jan 5, 2026 | n/a | yes | San Diego, CA|Aliso Viejo, CA | Current employment |
| PRECEPT ADVISORY GROUP LLC | Former SEC adviser | Feb 9, 2015 | Jan 8, 2026 | no | IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRECEPT ADVISORY GROUP LLC | MMA SECURITIES LLC | Jan 8, 2026 | Jan 5, 2026 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 152776:44254:CA:2026-01-08 | Jan 8, 2026 | Jan 5, 2026 | IRVINE, CA | Firm change |