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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

DAVID COOLBAUGH

Advisor at STRATEGIC ADVISERS LLC

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:6bb75d16-4240-ef68-b83b-9e32097cb29c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 13, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 12, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Nov 12, 1985
First registration: Sep 13, 2013
Dual registered: yes, broker-dealer
Other names: DAVID EDWARD COOLBAUGH|David Coolbaugh
IAPD individual key: 1423283

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	SAN ANTONIO, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Nov 15, 2021	Mar 31, 2025	no	SALT LAKE CITY, UT	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 9, 2020	Sep 28, 2021	no	Jersey City, NJ\|San Antonio, TX\|Jacksonville, FL	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Apr 4, 2017	Jul 3, 2019	no	SAN ANTONIO, TX\|Henrico, VA	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Sep 13, 2013	Apr 5, 2017	no	SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
CITIGROUP GLOBAL MARKETS INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Sep 28, 2021	Nov 15, 2021	48	Firm change	Ibd to ibd
USAA INVESTMENT SERVICES COMPANY	CITIGROUP GLOBAL MARKETS INC.	Jul 3, 2019	Dec 9, 2020	525	Firm change after gap	Ibd to ibd
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Apr 5, 2017	Apr 4, 2017	-1	Channel change	Other

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Nov 15, 2021 to Mar 31, 2025factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 9, 2020 to Sep 28, 2021factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Apr 4, 2017 to Jul 3, 2019factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Sep 13, 2013 to Apr 5, 2017factForm ADV

Dated events

No dated event names this entity yet.