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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Washington, DC | Fairfax, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 15, 2024 | n/a | yes | Fairfax, VA|Washington, DC | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 19, 2023 | May 20, 2024 | no | WASHINGTON, DC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | AMERIPRISE FINANCIAL SERVICES, LLC | May 20, 2024 | May 15, 2024 | -5 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:6363:DC:2024-05-20 | May 20, 2024 | May 15, 2024 | WASHINGTON, DC | Firm change |