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D•••• W••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst37 years in industry

D•••• W••• G••••••

Advisor at N••••• G••••• A•••••••

VERO BEACH, FL

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Search this name across graphsid dfx:ria:6bbc1434-713e-8f5b-ac03-1f1c792c61bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••• G••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 14, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••• G••••• A•••••••	Independent wealth	Aug 9, 2017	n/a	yes	VERO BEACH, FL	Current employment
N•••••• I••••••••• I•••	n/a	May 5, 2004	Jul 6, 2005	no	INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• I••••••••• I•••	N••••• G••••• A•••••••	Jul 6, 2005	Aug 9, 2017	4,417	Firm change after gap	Other
J••• M••••• A•••• M•••••••••	N•••••• I••••••••• I•••	Jun 17, 2003	May 5, 2004

Relationships

Registered with (3)

→ N••••• G••••• A•••••••Registered adviserregistration: current employment
Aug 9, 2017 to presentfactForm ADV
→ N•••••• I••••••••• I•••Registered adviserregistration: previous registration
May 5, 2004 to Jul 6, 2005factForm ADV
→ J••• M••••• A•••• M•••••••••Registered adviserregistration: previous registration
Jan 16, 2003 to Jun 17, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6bbc1434-713e-8f5b-ac03-1f1c792c61bd
First observed: Jan 16, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.