RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• W••• G••••••
- N••••• G••••• A••••••• independent RIA currentsince Aug 9, 2017 · Vero Beach, Fl
- N•••••• I••••••••• I••• unclassifiedMay 5, 2004 to Jul 6, 2005 · Indianapolis, In
- J••• M••••• A•••• M••••••••• unclassifiedJan 16, 2003 to Jun 17, 2003 · Columbus, Oh
- N•••••• I••••••••• I••• to N••••• G••••• A•••••••left Jul 6, 2005, registered Aug 9, 2017 (4417 days) · Other
- J••• M••••• A•••• M••••••••• to N•••••• I••••••••• I•••left Jun 17, 2003, registered May 5, 2004 (323 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address