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Advisor at PRIVATE ADVISOR GROUP, LLC
MORRISTOWN, NJ | Napa, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Aug 25, 2026 | n/a | yes | MORRISTOWN, NJ|Napa, CA | Current employment |
| MARINER ADVISOR NETWORK | Bd affiliated wealth | Jul 7, 2016 | Jun 26, 2026 | no | Napa, CA | Previous registration |
| ASSOCIATED SECURITIES CORP. | n/a | Jan 2, 2009 | Sep 8, 2009 | no | NAPA, CA | Previous registration |
| STRATEGIC WEALTH ADVISORS GROUP | Former SEC adviser | Sep 21, 2007 | Jul 7, 2016 | no | NAPA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MARINER ADVISOR NETWORK | PRIVATE ADVISOR GROUP, LLC | Jun 26, 2026 | Aug 25, 2026 | 60 | Bulk transfer | Ibd to ibd |
| STRATEGIC WEALTH ADVISORS GROUP | ASSOCIATED SECURITIES CORP. | Jul 7, 2016 | Jan 2, 2009 | -2,743 | Firm change after gap | Other |
| ASSOCIATED SECURITIES CORP. | MARINER ADVISOR NETWORK | Sep 8, 2009 | Jul 7, 2016 | 2,494 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 140977:12969:CA:2016-07-07 | Jul 7, 2016 | Jan 2, 2009 | NAPA, CA | Firm change after gap |