DFX Intelligence

W•••••• J••• P••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

W•••••• J••• P••••• L•••••

Advisor at C•••••• M•••••• I•• L••

ARLINGTON, TX | Davis, CA

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Search this name across graphsid dfx:ria:6bcad4af-6780-a099-2689-edfb56ae7498

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• M•••••• I•• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• M•••••• I•• L••	Independent wealth	Dec 19, 2025	n/a	yes	ARLINGTON, TX\|Davis, CA	Current employment
C•••••• W••••• M•••••••••	Former SEC adviser	Dec 19, 2013	Sep 30, 2016	no	SAN JOSE, CA\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• W••••• M•••••••••	C•••••• M•••••• I•• L••	Sep 30, 2016	Dec 19, 2025	3,367	Firm change after gap	Other
S•••••• G••••• A••••••• L••	C•••••• W••••• M•••••••••	Dec 31, 2004	Dec 19, 2013

Relationships

Registered with (3)

→ C•••••• M•••••• I•• L••Registered adviserregistration: current employment
Dec 19, 2025 to presentfactForm ADV
→ C•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Dec 19, 2013 to Sep 30, 2016factForm ADV
→ S•••••• G••••• A••••••• L••Registered adviserregistration: previous registration
Mar 15, 2000 to Dec 31, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6bcad4af-6780-a099-2689-edfb56ae7498
First observed: Mar 15, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.