DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• I••••••••• I•••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• I••••••••• I••• | Bd affiliated wealth | Nov 18, 2019 | n/a | yes | Woodbury, MN|Vadnais Heights, MN|Minneapolis, MN | Current employment |
| F•••• A••••••• | Independent wealth | Aug 29, 2013 | Nov 18, 2019 | no | PLYMOUTH, MN|Minnetonka, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• A••••••• | O•••• I••••••••• I••• | Nov 18, 2019 | Nov 18, 2019 | 0 | Firm change | RIA to ibd |
| F•••• A•• C•••••• | F•••• A••••••• | Dec 20, 2013 | Aug 29, 2013 |
| F•••• A•• C•••••• | Former SEC adviser | Oct 1, 2012 | Dec 20, 2013 | no | Plymouth, MN|MINNETONKA, MN | Previous registration |
| T•• O•• R•••• F•••••••• S••••••• G••••• I•• | Independent wealth | May 19, 2008 | Sep 28, 2012 | no | GOLDEN VALLEY , MN|GOLDEN VALLEY, MN | Previous registration |
| Firm change after gap |
| Other |
| T•• O•• R•••• F•••••••• S••••••• G••••• I•• | F•••• A•• C•••••• | Sep 28, 2012 | Oct 1, 2012 | 3 | Firm change | Other |