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FELTL & COMPANY, CRD 6905
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| EDWARDS, MITCHELL JAY | CHIEF COMPLIANCE OFFICER, CORP SECRETARY | Na | yes | 06/2006 | Mar 30, 2012 | Mar 30, 2012 |
| FELTL, JOHN CHRISTOPHER | Ceo | D | yes | 06/2006 | Mar 30, 2012 | Mar 30, 2012 |
| FELTL, MARY JOANNE | President | Na | yes | 05/2002 | Mar 30, 2012 | Mar 30, 2012 |
| MARY JOANNE FELTL IRREVOCABLE JCF TRUST | Shareholder | C | yes | 05/2008 | Mar 30, 2012 | Mar 30, 2012 |
| SCHIERMAN, MICHAEL BERNARD | CFO, TRUSTEE OF MARY JOANNE FELTL IRREVOCABLE JCF TRUST | Na | yes | 03/2002 | Mar 30, 2012 | Mar 30, 2012 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FELTL & COMPANY | n/a | Former SEC adviser | $93.8M | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Minnetonka | Mn | United States | n/a | no |
| Minnetonka | Mn | United States | n/a | no |
| NORTH OAKS | Mn | United States | n/a | no |
| Wayzata | Mn | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Mar 30, 2012 | $93.8M | $0 | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $93.8M | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |