DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RBC SECURITIES, INC.
CULVER CITY, CA | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC SECURITIES, INC. | Bd affiliated wealth | Sep 12, 2025 | n/a | yes | LOS ANGELES, CA|CULVER CITY, CA | Current employment |
| MORGAN STANLEY | Wirehouse | Dec 13, 2024 | Sep 8, 2025 | no | Santa Monica, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 4, 2014 | Nov 24, 2017 | no | BEVERLY HILLS, CA|EL SEGUNDO, CA|LOS ANGELES, CA|BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RBC SECURITIES, INC. | Sep 8, 2025 | Sep 12, 2025 | 4 | Firm change | Wirehouse to RIA |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Nov 24, 2017 | Dec 13, 2024 | 2,576 | Firm change after gap | Wirehouse to wirehouse |