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A••••• S••••••• N••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

A••••• S••••••• N••••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

TAMPA, FL

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Search this name across graphsid dfx:ria:6bcff221-7674-d789-b666-c49521f3304f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 22, 2015	n/a	yes	TAMPA, FL\|TAMPA, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 25, 2013	May 15, 2015	no	TAMPA, FL\|SAN DIEGO, CA\|TAMPA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 15, 2015	Jun 22, 2015	38	Firm change	Other
F•••••• I••••••••• A•••••••	L•• F•••••••• L••	Nov 13, 2013	Nov 25, 2013

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Jun 22, 2015 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 25, 2013 to May 15, 2015factForm ADV
→ F•••••• I••••••••• A•••••••Registered adviserregistration: previous registration
Mar 1, 2005 to Nov 13, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6bcff221-7674-d789-b666-c49521f3304f
First observed: Mar 1, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.