DFX Intelligence
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Reading the graph
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Advisor at I••••••••• W••••• P•••••••
CLEVELAND, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• W••••• P••••••• | State registered | Feb 8, 2017 | n/a | yes | CLEVELAND, OH | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jan 7, 2015 | Jan 27, 2016 | no | STRONGSVILLE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | I••••••••• W••••• P••••••• | Jan 27, 2016 | Feb 8, 2017 | 378 | Firm change | Ibd to state RIA |
| E••••• J•••• | A••••••••• F•••••••• S•••••••• L•• | Jan 8, 2015 | Jan 7, 2015 |
| E••••• J•••• | National bd RIA | Jul 10, 2012 | Jan 8, 2015 | no | PARMA, OH|ST LOUIS, MO|GRAFTON, OH | Previous registration |
| F•••••• B•••• W••••• L•• | n/a | May 12, 2008 | Jul 3, 2008 | no | BALTIMORE, MD | Previous registration |
| -1 |
| Firm change |
| Ibd to ibd |
| F•••••• B•••• W••••• L•• | E••••• J•••• | Jul 3, 2008 | Jul 10, 2012 | 1,468 | Firm change after gap | Other |