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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Scottsdale, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 1, 2013 | n/a | yes | Scottsdale, AZ|Scottsdale, AZ | Current employment |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Bd affiliated wealth | Jan 23, 2013 | Sep 16, 2013 | no | SCOTTSDALE, AZ|Cedar Rapids, IA|SCOTTSDALE, AZ | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Oct 26, 2012 | Jan 17, 2013 | no | MINNEAPOLIS, MN | Previous registration |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Independent wealth | Apr 29, 2011 | Oct 11, 2012 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Sep 16, 2013 | Oct 1, 2013 | 15 | Firm change | Other |
| QUESTAR ASSET MANAGEMENT, INC. | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Jan 17, 2013 | Jan 23, 2013 | 6 | Firm change | Other |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | QUESTAR ASSET MANAGEMENT, INC. | Oct 11, 2012 | Oct 26, 2012 | 15 | Firm change | Other |