DFX Intelligence

R•••••• C•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

R•••••• C•••••• S•••••••

Advisor at W••••••••• A•••••••• L••

Plano, TX

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Search this name across graphsid dfx:ria:6bd8c7a1-0b5e-77be-f906-91e917baa295

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 13, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 9, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••••••• L••	Independent wealth	Jul 16, 2021	n/a	yes	Plano, TX	Current employment
S••	Bd affiliated wealth	Mar 16, 2018	Jul 16, 2021	no	Plano, TX\|ANN ARBOR, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••	W••••••••• A•••••••• L••	Jul 16, 2021	Jul 16, 2021	0	Firm change	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	S••	Mar 19, 2018	Mar 16, 2018

Relationships

Registered with (4)

→ W••••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 16, 2021 to presentfactForm ADV
→ S••Registered adviserregistration: previous registration
Mar 16, 2018 to Jul 16, 2021factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 9, 2012 to Mar 19, 2018factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6bd8c7a1-0b5e-77be-f906-91e917baa295
First observed: May 13, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.