I•••••• P••

Advisor at E•••••• E••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6bdbc651-a2ca-f815-afa6-7b8ebe3a5c49

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 7, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• E••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• E••••• L••	Bd affiliated wealth	Aug 14, 2025	n/a	yes	Irvine, CA\|Roseville, CA\|SAN MATEO, CA	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Feb 6, 2023	Aug 20, 2025	no	SAN DIEGO, CA\|ROSEVILLE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	E•••••• E••••• L••	Aug 20, 2025	Aug 14, 2025	-6	Firm change	Ibd to ibd
A••••••••• F•••••••• S•••••••• L••	P••• A••••• S••••••••• L••	Dec 14, 2022	Feb 6, 2023

Relationships

Registered with (3)

→ E•••••• E••••• L••Registered adviserregistration: current employment
Aug 14, 2025 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 6, 2023 to Aug 20, 2025factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 7, 2022 to Dec 14, 2022factForm ADV

Dated events

Occurred
Aug 20, 2025
Advisor changed firm
I•••••• P•• left P••• A••••• S••••••••• L•• for E•••••• E••••• L•• (registered 2025-08-14)
Form ADVobserved 7 days ago
Occurred
Dec 14, 2022
Advisor changed firm
I•••••• P•• left A••••••••• F•••••••• S•••••••• L•• for P••• A••••• S••••••••• L•• (registered 2023-02-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6bdbc651-a2ca-f815-afa6-7b8ebe3a5c49
First observed: Oct 7, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.