DFX Intelligence
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Reading the graph
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Advisor at E••••• J••••
O'NEILL, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Oct 26, 2012 | n/a | yes | O'NEILL, NE | Current employment |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Dec 17, 2010 | Oct 17, 2012 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T• A••••••••• I••••••••• M••••••••• L•• | E••••• J•••• | Oct 17, 2012 | Oct 26, 2012 | 9 | Firm change | Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Oct 17, 2012 | Dec 17, 2010 |
| T• A••••••••• I••• | Former SEC adviser | Dec 17, 2010 | Oct 17, 2012 | no | Omaha, NE | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | May 28, 2010 | Sep 8, 2010 | no | OMAHA, NE | Previous registration |
| E••••• J•••• | National bd RIA | Jan 22, 2007 | May 19, 2010 | no | OMAHA, NE|ST. LOUIS, MO | Previous registration |
| -670 |
| Channel change |
| Other |
| M•• F•••••••• S•••••••• I••• | T• A••••••••• I••• | Sep 8, 2010 | Dec 17, 2010 | 100 | Firm change | Other |
| E••••• J•••• | M•• F•••••••• S•••••••• I••• | May 19, 2010 | May 28, 2010 | 9 | Firm change | Other |