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Advisor at RBC CAPITAL MARKETS, LLC
FLORHAM PARK, NJ | Weehawken, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | May 31, 2024 | n/a | yes | FLORHAM PARK, NJ|Weehawken, NJ | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | May 11, 2018 | Jun 1, 2024 | no | NEW YORK, NY|Morristown, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 25, 2011 | May 14, 2018 | no | NEW YORK, NY|NEW YORK, NY|FLORHAM PARK, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Sep 13, 2010 | no | PARAMUS, NJ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Aug 21, 2007 | Jun 1, 2009 | no | PARAMUS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | RBC CAPITAL MARKETS, LLC | Jun 1, 2024 | May 31, 2024 | -1 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | May 14, 2018 | May 11, 2018 | -3 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 13, 2010 | Aug 25, 2011 | 346 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:31194:NJ:2024-06-01 | Jun 1, 2024 | May 31, 2024 | MORRISTOWN, NJ | Firm change |
| 7691:79:NJ:2018-05-14 | May 14, 2018 | May 11, 2018 | FLORHAM PARK, NJ | Firm change |