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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

YORKBRIDGE WEALTH PARTNERS, LLC

CRD 283949

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6bf8d734-8422-edca-bb8c-24da3458f8ff

Data as of Mar 24, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 8
On other graphs: 1
Observed: May 9, 2016 to Mar 24, 2023
32 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Yorkbridge Wealth Partners, LLC

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0BItem 5.F on the latest filing (2023-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $957M
Private client RAUM: $963MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,190
Individual clients: 15
High net worth clients: 288
SEC number: 801-107827
CRD: 283949
Filings on the tape: 32
First filed: May 9, 2016
Latest filed: Mar 24, 2023
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LANE, JEFFREY, BRUCE	Partner	A	yes	06/2016	Jul 13, 2016	Mar 24, 2023
MAGLIA, CARRIE, GALLAWAY	MANAGING MEMBER	C	yes	06/2016	Jun 17, 2016	Mar 24, 2023
SCHER, SETH, A	CHIEF COMPLIANCE OFFICER	Na	yes	03/2019	Apr 12, 2019	Mar 24, 2023
STERN, ANDREW, LANE	MANAGING MEMBER	C	yes	06/2016	Jun 17, 2016	Mar 24, 2023

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bridgehampton	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 24, 2023	$1.0B	$957M	9	6	1	n/a	n/a
2021	Mar 23, 2022	$1.2B	$1.1B	10	7	1	n/a	n/a
2020	Mar 16, 2021	$995M	$926M	9	6	1	n/a	n/a
2019	Mar 7, 2020	$887M	$795M	8	4	1	n/a	n/a
2018	Mar 4, 2019	$757M	$697M	7	4	1	n/a	n/a
2017	Mar 16, 2018	$805M	$650M	8	5	1	n/a	n/a
2016	Mar 1, 2017	$713M	$695M	8	5	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$1.0B	$1.2B	-12.2%	$887M	4.5%	9	10	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BEACON POINTE ADVISORS, LLC	4	Apr 21, 2023	Apr 28, 2023	NEW YORK, NY	Firm absorbed	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LEBENTHAL WEALTH ADVISORS, LLC	3	Oct 6, 2016	Mar 10, 2020	NEW YORK, NY	Firm absorbed	Other	100.0%

Relationships

Controls (4)

← STERN, ANDREW, LANEOwnerMANAGING MEMBER, ownership code C, individual
Jun 17, 2016 to presentfactForm ADV
← LANE, JEFFREY, BRUCEOwnerPARTNER, ownership code A, individual
Jul 13, 2016 to presentfactForm ADV
← MAGLIA, CARRIE, GALLAWAYOwnerMANAGING MEMBER, ownership code C, individual
Jun 17, 2016 to presentfactForm ADV
← SCHER, SETH, AOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 12, 2019 to presentfactForm ADV

Moved with (2)

→ BEACON POINTE ADVISORS, LLCRegistered adviser4 advisors, firm absorbed
Apr 21, 2023 to Apr 28, 2023factForm ADV
← LEBENTHAL WEALTH ADVISORS, LLCRegistered adviser3 advisors, firm absorbed, same day
Oct 6, 2016 to Mar 10, 2020factForm ADV

Registered with (6)

← LEIGH THOMAS MOGLIAAdvisorregistration: previous registration
Jan 17, 2017 to Apr 24, 2023factForm ADV
← ANDREW LANE STERNAdvisorregistration: previous registration
Mar 10, 2020 to Apr 21, 2023factForm ADV
← CARRIE GALLAWAY MAGLIAAdvisorregistration: previous registration
Jul 25, 2016 to Apr 21, 2023factForm ADV
← Theodore Franklin DicksonAdvisorregistration: previous registration
Jul 12, 2021 to Apr 21, 2023factForm ADV
← Daniela SirabellaAdvisorregistration: previous registration
Aug 28, 2020 to Jul 11, 2022factForm ADV
← BARBARA LEE DORANAdvisorregistration: previous registration
Jan 20, 2017 to Jul 2, 2018factForm ADV

Dated events

Occurred
Apr 24, 2023
Advisor changed firm
Leigh Thomas Moglia left Yorkbridge Wealth Partners, Llc for Beacon Pointe Advisors, Llc (registered 2023-04-28)
Form ADVobserved 4 days ago
Occurred
Apr 21, 2023
Firm absorbed
Yorkbridge Wealth Partners, LLC's advisors moved to Beacon Pointe Advisors, LLC (New York, NY): 4 of 4 registered, within 3 days
Form ADVobserved 3 days ago
4 advisors
Occurred
Apr 21, 2023
Advisor changed firm
Carrie Gallaway Maglia left Yorkbridge Wealth Partners, Llc for Beacon Pointe Advisors, Llc (registered 2023-04-27)
Form ADVobserved 4 days ago
Occurred
Apr 21, 2023
Advisor changed firm
Theodore Franklin Dickson left Yorkbridge Wealth Partners, Llc for Beacon Pointe Advisors, Llc (registered 2023-04-27)
Form ADVobserved 4 days ago
Occurred
Apr 21, 2023
Advisor changed firm
Andrew Lane Stern left Yorkbridge Wealth Partners, Llc for Beacon Pointe Advisors, Llc (registered 2023-04-27)
Form ADVobserved 4 days ago
Occurred
Jul 11, 2022
Advisor changed firm
Daniela Sirabella left Yorkbridge Wealth Partners, Llc for Neuberger Berman Bd Llc (registered 2022-07-13)
Form ADVobserved 4 days ago
Occurred
Apr 12, 2019
Control person joined
A Seth Scher (Chief Compliance Officer) appeared on Schedule A of Yorkbridge Wealth Partners, Llc
Form ADVobserved 4 days ago
Occurred
May 9, 2016
First Form ADV filing
The Empire Group filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6bf8d734-8422-edca-bb8c-24da3458f8ff
First observed: May 9, 2016
Last observed: Mar 24, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

YORKBRIDGE WEALTH PARTNERS, LLC

CRD 283949

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6bf8d734-8422-edca-bb8c-24da3458f8ff

Data as of Mar 24, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LANE, JEFFREY, BRUCE

Partner

yes

06/2016

Jul 13, 2016

Mar 24, 2023

MAGLIA, CARRIE, GALLAWAY

MANAGING MEMBER

yes

06/2016

Jun 17, 2016

Mar 24, 2023

SCHER, SETH, A

CHIEF COMPLIANCE OFFICER

yes

03/2019

Apr 12, 2019

Mar 24, 2023

STERN, ANDREW, LANE

MANAGING MEMBER

yes

06/2016

Jun 17, 2016

Mar 24, 2023

City

State

Country

Employees

Also broker-dealer

Bridgehampton

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 24, 2023

$1.0B

$957M

n/a

2021

Mar 23, 2022

$1.2B

$1.1B

n/a

2020

Mar 16, 2021

$995M

$926M

n/a

2019

Mar 7, 2020

$887M

$795M

n/a

2018

Mar 4, 2019

$757M

$697M

n/a

2017

Mar 16, 2018

$805M

$650M

n/a

2016

Mar 1, 2017

$713M

$695M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$1.0B

$1.2B

-12.2%

$887M

4.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BEACON POINTE ADVISORS, LLC

Apr 21, 2023

Apr 28, 2023

NEW YORK, NY

Firm absorbed

RIA to RIA

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LEBENTHAL WEALTH ADVISORS, LLC

Oct 6, 2016

Mar 10, 2020

NEW YORK, NY

Firm absorbed

Other

100.0%