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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

BARBARA LEE DORAN

Advisor at SPIRE WEALTH MANAGEMENT, LLC

New York, NY | MCLEAN, VA

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Search this name across graphsid dfx:ria:fb7b20e9-8d08-6308-cab3-d50d6779748e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 13, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPIRE WEALTH MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 11, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jul 11, 2000
First registration: Sep 13, 2011
Dual registered: yes, broker-dealer
IAPD individual key: 1308785

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SPIRE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jun 29, 2018	n/a	yes	MCLEAN, VA\|New York, NY	Current employment
YORKBRIDGE WEALTH PARTNERS, LLC	Former SEC adviser	Jan 20, 2017	Jul 2, 2018	no	New York, NY	Previous registration
LEBENTHAL ASSET MANAGEMENT, LLC	Former SEC adviser	Aug 25, 2015	Oct 6, 2016	no	NEW YORK, NY	Previous registration
MORGAN STANLEY	Wirehouse	Sep 13, 2011	Sep 8, 2015	no	New York, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
YORKBRIDGE WEALTH PARTNERS, LLC	SPIRE WEALTH MANAGEMENT, LLC	Jul 2, 2018	Jun 29, 2018	-3	Firm change	RIA to RIA
LEBENTHAL ASSET MANAGEMENT, LLC	YORKBRIDGE WEALTH PARTNERS, LLC	Oct 6, 2016	Jan 20, 2017	106	Firm change	Other
MORGAN STANLEY	LEBENTHAL ASSET MANAGEMENT, LLC	Sep 8, 2015	Aug 25, 2015	-14	Firm change	Other

Relationships

Registered with (4)

→ SPIRE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jun 29, 2018 to presentfactForm ADV
→ YORKBRIDGE WEALTH PARTNERS, LLCRegistered adviserregistration: previous registration
Jan 20, 2017 to Jul 2, 2018factForm ADV
→ LEBENTHAL ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 25, 2015 to Oct 6, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 13, 2011 to Sep 8, 2015factForm ADV

Dated events

No dated event names this entity yet.