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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

CHRIS HOLCOMB

Advisor at VICUS CAPITAL, INC.

Columbia, MD

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VICUS CAPITAL, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 19, 2007
First registration: Jul 25, 2007
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER TODD HOLCOMB
IAPD individual key: 5317930

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VICUS CAPITAL, INC.	Independent wealth	Sep 7, 2011	n/a	yes	Columbia, MD	Current employment
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Aug 22, 2011	Oct 17, 2011	no	STATE COLLEGE, PA\|SEVERN, MD	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 3, 2010	Jun 22, 2011	no	ANNAPOLIS, MD\|PASADENA, MD\|EDGEWATER, MD\|ANNAPOLIS, MD\|SEVERNA PARK, MD\|ANNAPOLIS, MD\|COLUMBIA, MD\|GAMBRILLS, MD\|ODENTON, MD\|FULTON, MD	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 5, 2010	no	Columbia, MD	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 25, 2007	Jun 1, 2009	no	COLUMBIA, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WALNUT STREET SECURITIES, INC.	VICUS CAPITAL, INC.	Oct 17, 2011	Sep 7, 2011	-40	Firm change after gap	Other
PNC WEALTH MANAGEMENT	WALNUT STREET SECURITIES, INC.	Jun 22, 2011	Aug 22, 2011	61	Firm change	Other
MORGAN STANLEY	PNC WEALTH MANAGEMENT	Nov 5, 2010	Nov 3, 2010	-2	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ VICUS CAPITAL, INC.Registered adviserregistration: current employment
Sep 7, 2011 to presentfactForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Aug 22, 2011 to Oct 17, 2011factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 3, 2010 to Jun 22, 2011factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 5, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 25, 2007 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.