DFX Intelligence

A••••••• S•••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

A••••••• S•••••• C••••••• L••

CRD 104880

NEW YORK, NY

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Search this name across graphsid dfx:ria:6c257c3a-0156-1544-89dd-cf8e022832b7

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 7
On other graphs: 0
Observed: Mar 8, 2012 to Mar 31, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.96 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $5.0B••• Locked
Discretionary RAUM: $5.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $830Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• V••••• S••••	Chartered Financial Analyst	NEW YORK, NY	4	29	2	no
J••• R•••••• C•••••	n/a	NEW YORK, NY	3	39

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••••• V••••••• F•••• L•	Hedge Fund	$21.9M	Mar 31, 2023	22	Mar 8, 2012	reported	021-155887

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••••••• G•••• H••••••• L••	GENERAL PARTNER	F	yes	01/2003	Mar 8, 2012	Mar 29, 2024
E••••••• G•••• H••••••• L•	MANAGING MEMBER	E	yes	12/2003	Mar 8, 2012	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E••••••• W••••• M••••••••• L••	n/a	Independent wealth	$16B	N	yes	n/a
A••••••• S•••••• M••••••••• L••	n/a	Other adviser	$3.9B	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.0B	$4.5B	10.7%	$3.9B	8.9%	37	37	3	3

Relationships

Affiliated with (4)

→ A••••••• S•••••• M••••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
→ E••••••• W••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← A••••••• S•••••• M••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
← E••••••• A•••• M••••••••• L••Registered adviser

Dated events

Occurred
Sep 14, 2022
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 14, 2022
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 1, 2022
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 1, 2022
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c257c3a-0156-1544-89dd-cf8e022832b7
First observed: Mar 8, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.