DFX Intelligence

K•••• J••• Q••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

K•••• J••• Q••••

Advisor at A••••••• S•••••• C••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:e08ffa53-5ebe-7abe-bfb0-0f2ed167f2bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 14, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• S•••••• C••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jul 14, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• S•••••• C••••••• L••	Institutional manager	Feb 6, 2023	n/a	yes	NEW YORK, NY	Current employment
R••••••••• A•••• M••••••••• I•••	n/a	Jul 14, 1998	Jul 1, 2004	no	RADNOR, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• A•••• M••••••••• I•••	A••••••• S•••••• C••••••• L••	Jul 1, 2004	Feb 6, 2023	6,794	Firm change after gap	Other

Relationships

Registered with (2)

→ A••••••• S•••••• C••••••• L••Registered adviserregistration: current employment
Feb 6, 2023 to presentfactForm ADV
→ R••••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 14, 1998 to Jul 1, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e08ffa53-5ebe-7abe-bfb0-0f2ed167f2bd
First observed: Jul 14, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.