DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at J.P. MORGAN SECURITIES LLC
MONTEREY PARK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 19, 2022 | n/a | yes | MONTEREY PARK, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 8, 2017 | Oct 13, 2022 | no | SAN GABRIEL, CA|SAN GABRIEL, CA|SAN GABRIEL, CA | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Jun 7, 2010 | Apr 17, 2012 | no | BREA, CA | Previous registration |
| WADDELL & REED | Former SEC adviser | Apr 29, 2010 | May 11, 2010 | no | ONTARIO, CA|BREA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Oct 13, 2022 | Oct 19, 2022 | 6 | Firm change | Wirehouse to wirehouse |
| PARK AVENUE SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 17, 2012 | Feb 8, 2017 | 1,758 | Firm change after gap | Other |
| WADDELL & REED | PARK AVENUE SECURITIES LLC | May 11, 2010 | Jun 7, 2010 | 27 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:CA:2022-10-13 | Oct 13, 2022 | Oct 19, 2022 | SAN GABRIEL, CA | Firm change |